Policy Compiler
Explain why an investment is allowed, and what still needs review.
Apply the right product rules
An investor who qualifies for one offering may not qualify for another. Connect each investment to the requirements for that product, including investor categories, countries, amounts and transfer restrictions.
Show the reason for a decision
Give operations more than an approval label. Retain the checks, supporting documents and outstanding requirements so your team can explain why an investment may proceed or needs further review.
Keep changes accountable
Record who approved a change to the rules and when it takes effect. Keep earlier decisions linked to the requirements used at the time, so a later review can reconstruct what happened.
FROM REQUIREMENTS TO DECISIONS
From approved requirements to a recorded decision
Follow how your advisers’ approved requirements become checks your teams can use and explain. Each decision stays connected to the product, the evidence and the people responsible.
Bring together the offering terms, permitted investor groups and countries, and the requirements approved by your advisers. Give operations a clear starting point for checking an application.
Offering requirements
Draft- Product
- Example offering
- Investor group
- Defined by the offering
- Offering documents
- Adviser review required
Your issuer and qualified advisers supply and approve the requirements.
Illustrative product view
Common Questions
Turn your product policy into an operating specification
